huygens for institutions and accredited investors

Please confirm that you meet one of the following criteria used by the SEC for identifying accredited investors (Source: SEC reg. 230.501 D; Investopedia):

  • You have an annual income exceeding $200,000, or $300,000 for joint income, for the last two years with expectation of earning the same or higher income in the current year. An individual must have earned income above the thresholds either alone or with a spouse over the last two years. The income test cannot be satisfied by showing one year of an individual's income and the next two years of joint income with a spouse. The exception to this rule is when a person is married within the period of conducting a test.

  • You have a net worth (excluding your primary residence) exceeding $1 million, either individually or jointly with your spouse.

  • You are a general partner / executive officer / director for the issuer of unregistered securities.

  • You represent an entity that:

    • Is a private business development company or an organization with assets exceeding $5 million.

    • Consists of equity owners who are all accredited investors.

    • Is a registered broker-dealer, investment company, or investment advisor